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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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