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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

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