Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 19.4 Continuing obligations

DEPP 6.7 Discount for early settlement

LR 13.2 Approval of circulars

REC 2.10 Financial crime and market abuse

REC 2.16A Operation of a multilateral trading facility

COLL 12.3 EEA UCITS management companies

LR 18.2 Requirements for listing

COLL Appendix 1EU KII Regulation

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 4.2 Pre-sale notifications

PERG 2.7 Activities: a broad outline

PR App 3.1

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

BIPRU 7.10 Use of a Value at Risk Model