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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements