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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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Similar To

PERG 2.7 Activities: a broad outline

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.1 Introduction

REC 2.14 Rules and consultation

DEPP 2.5 Provision for certain categories of decision

REC 3.16 Information technology systems

DISP 1.11 The Society of Lloyd's

COLL 6.12 Risk management policy and risk measurement

REC 4.2D Suspension and removal of financial instruments from trading

DISP 1.1 Purpose and application

BIPRU 2.2 Internal capital adequacy standards

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP App 3.6 Freedom to provide services

REC 2.4 Suitability

SUP 12.1 Application and purpose

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 2.10 Financial crime and market abuse

REC 3.7 Auditors

SYSC 4.1 General requirements