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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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