Search Result

41 - 60 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated