Search Result

541 - 560 of 1079 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares