Search Result

481 - 500 of 536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity