Search Result

361 - 380 of 997 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries