Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.5 Segregation and the operation of client money accounts

DTR 4.1 Annual financial report

REC 3.4 Key individuals and internal organisation

LR 19.4 Continuing obligations

REC 3.18 Membership

COLL 1.2 Types of authorised fund

PERG 8.23 Regulated activities

SUP 4.5 Provisions applicable to all actuaries

PERG 8.2 Introduction

SYSC 4.4 Apportionment of responsibilities

SUP 3.2 Purpose

SUP 4.4 Appropriate actuaries

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order