Search Result

261 - 280 of 453 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans