Search Result

221 - 240 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 8.1 Application

As Published: 2005

LR 8.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements