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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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