Search Result

161 - 180 of 674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE