Search Result

161 - 180 of 974 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference