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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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COND 1.3 General

As Published: 2001

COND 1.3 General

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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