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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms