Search Result

121 - 140 of 968 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose