Search Result

121 - 140 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous