Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 8.3 Investor relations

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PRIN 1.2 Clients and the Principles

PERG 2.3 The business element

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 9.5 Transactions

PR 3.1 Approval of prospectus

SUP 16.6 Compliance reports

BIPRU 7.10 Use of a Value at Risk Model

PERG 4.6 Advising on regulated mortgage contracts

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 6.4 Applications for cancellation of permission

DTR 6.2 Filing information and use of language

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 14.4 Free deliveries

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CASS 7A.1 Application and purpose