Search Result

1041 - 1060 of 1120 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

LR 8.1 Application

As Published: 2005

LR 8.1 Application

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party