Search Result

81 - 100 of 930 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction