Search Result

81 - 100 of 322 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs