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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction