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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 4.5 Provisions applicable to all actuaries

REC 2.11 Custody

BIPRU 7.8 Securities underwriting

LR 9.8 Annual financial report

PR 5.3 Certificate of approval

LR 13.6 Related party circulars

LR 8.6 Criteria for approval as a sponsor

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PR 1.2 Requirement for a prospectus and exemptions

LR 9.3 Continuing obligations: holders

PR 5.6 Miscellaneous

COLL 4.5 Reports and accounts

LR 15.4 Continuing obligations

PERG 8.21 Company statements, announcements and briefings

LR 13.8 Other circulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL Appendix 1EU KII Regulation

PERG 8.14 Other financial promotions

PERG 8.12 Exemptions applying to all controlled activities