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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules