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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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