Search Result

341 - 360 of 907 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight