Search Result

1 - 20 of 814 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook