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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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PERG 13.3 Investment Services and Activities

PERG 15.2 General

PERG 8.30 Medium used to give advice or information

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COLL 6.13 Record keeping

PERG 8.1 Application and purpose

DTR 6.2 Filing information and use of language

REC 3.6 Constitution and governance

REC 2.16A Operation of a multilateral trading facility

COLL 6.9 Independence, names and UCITS business restrictions

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COLL 12.3 EEA UCITS management companies

LR 17.4 [deleted]

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 13.1 Introduction

GEN 6.1 Payment of financial penalties

REC 3.13 Delegation of relevant functions

REC 4.2B Exercise of passport rights by a UK RIE

SYSC 3.2 Areas covered by systems and controls