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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

TC App 5.1

As Published: 2010

TC App 5.1

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives