Search Result

901 - 920 of 1088 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

LR 18.1 Application

As Published: 2005

LR 18.1 Application

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy