Search Result

801 - 820 of 1008 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

LR 17.1 Application

As Published: 2005

LR 17.1 Application

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication