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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test