Search Result

61 - 80 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PR App 3.1

As Published: 2005

PR App 3.1

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing