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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

DTR 3.1

As Published: 2005

DTR 3.1

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose