Search Result

681 - 700 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation