Search Result

661 - 680 of 894 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules