Search Result

661 - 680 of 976 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose