Search Result

661 - 680 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies