Search Result

641 - 660 of 1026 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy