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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report