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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion