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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups