Search Result

621 - 640 of 992 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

…

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…