Search Result

601 - 620 of 631 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision