Search Result

561 - 580 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 18.1 Application

As Published: 2005

LR 18.1 Application

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation