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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information