Search Result

481 - 500 of 787 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

…

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

…

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

…

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

…

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…